Mission
The Pennsylvania Department of Banking and Securities regulates financial services and works to ensure consumers and businesses are well-informed about the industry.
Vision
The Pennsylvania Department of Banking and Securities is a forward-looking agency that effectively regulates, informs, and protects to ensure integrity in an ever-changing financial services industry.
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Apply for and Manage Non-Depository Licenses
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Manage Securities Registration
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File a complaint about a financial entity or professional
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Request Free Financial Publications
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Subscribe to The Quarter Newsletter
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Apply for a Job at the Department of Banking & Securities
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Request Media Support from the Department of Banking & Securities
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Schedule a Department of Banking & Securities Presentation or Outreach Event
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Request to Join a Virtual Banking and Securities Commission Meeting
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Submit a Right to Know Request to the Department of Banking & Securities